Case study · Master's dissertation

Nudging: from automatic to reflective

For my Master's dissertation, I explored the theory of nudging and how behavioural design could improve waste management at Barts Health NHS Trust, the largest NHS trust in England.

Institution
Goldsmiths, University of London
Field site
Barts Health NHS Trust
Year
2015
Result
MA Design & Environment, Distinction
An empty hospital ward with two beds, medical equipment and light coming through vertical blinds.

At a glance

The problem

Hospital staff know the rules for sorting waste, but mistakes still happen. The gap is between knowing and doing: a quick decision at the bin, made by someone whose attention is on a patient.

What I did

Interviewed experts, did fieldwork at Whipps Cross Hospital, surveyed staff and analysed the waste data. Then I used the EAST framework to design a nudge: clearer, colour-coded bin labels.

What came of it

My thesis earned a Distinction, and motivated me to work for one of the world's leading environmental consultancies.

“But changing actual human behaviour calls for good design solutions that take basic human instincts, flaws and habits into consideration. That is design to nudge.”

Sille Krukow, behavioural designer

Why hospitals

Hospitals use a lot of energy and water and produce huge amounts of waste. Carbon dioxide emissions from the NHS in England are greater than the annual emissions from all aircraft leaving Heathrow Airport. The NHS is also one of the largest employers in the world, so even small changes can have a big impact.

I chose Barts Health NHS Trust because it is the largest trust in England, with six hospitals, 15,000 staff and over 2 million patients a year. It had already made big strides. With its waste contractor Skanska, it had sent no waste to landfill since 2013, and was the first NHS trust to receive the Carbon Trust Waste Management Standard.

6,000Tonnes of waste a year across the trust
5,000+Staff trained on waste segregation in two years
180,000Individual bin audits carried out
£700kSaved for the NHS, with recycling up 384%

“Previously we emptied the waste into the incinerator and all you got out was black ash. But with the autoclave we could see what came out the other end, and there were all sorts of things, like chocolate boxes and daffodils. So yes, the NHS was paying to sterilise bunches of flowers.”

Liam Hogg, Waste Manager, Skanska

Why awareness campaigns fail

There is a gap between how we want to behave and how we actually act, because we use two systems to make decisions. The automatic system is fast and unconscious, and it runs most of what we do because it saves energy. The reflective system is slow and careful, and only switches on when something is unusual or risky. Nudging works with the automatic system instead of against it.

System 1

Automatic

At the bin. About two seconds. Mid-task, attention on a patient. Runs on habit, placement and whatever is easiest to reach.

System 2

Reflective

In the training room. Unhurried, undistracted, thinking about waste as a subject. Where every awareness campaign lands.

Sorting happens in the automatic system, but training speaks to the reflective one. That’s why knowing the rules and following them are different problems, and why more posters don’t help.

The EAST framework

A nudge changes behaviour in a predictable way without forbidding any options. To design one, I used EAST: make it easy, attractive, social and timely.

Easy

The more obstacles there are, the less likely people are to do something. Make the right choice the simplest one.

Attractive

Eye-catching, fun or interesting. The piano stairs in Stockholm got 66% more people to take the stairs instead of the escalator.

Social

People follow what others do. Hotel guests reused towels more when told most guests in their room did, than when told it helped the environment.

Timely

Prompt people when it suits them. One proposal offered farmers fertiliser vouchers just after harvest, when they had money to spend.

Stairs painted as piano keys next to an escalator at Odenplan station in Stockholm.
The piano stairs at Odenplan in Stockholm, a well-known example of making a choice attractive.

How I did the research

  1. DataA three-month placement at the Carbon Trust gave me access to Barts Health's waste data, to understand how much waste the trust produced and what had already improved.
  2. InterviewsInformal interviews with experts at Barts Health, Skanska, the Carbon Trust and INDEX: Design to Improve Life.
  3. FieldworkAt Whipps Cross Hospital I shadowed a waste training session and an audit, paying attention to where bins were placed, how they were labelled and what it was like for staff to use them.
  4. SurveyA staff survey to find out whether people cared about sustainability, and what got in the way of sorting waste correctly.
  5. AnalysisA PESTEL and a stakeholder analysis of the proposed nudge, with Whipps Cross Hospital as the pilot site.

What staff told me

I surveyed 44 staff from Whipps Cross and across Barts Health. Most cared about recycling, but many had never been properly trained, and they disagreed about what would help.

80%Had no formal training on waste, or very little, before they started
86%Said recycling in hospitals is reasonably or incredibly important to them
0%Said recycling wasn't a concern
“More bins and different colours.”
Staff member
“There are too many bins, reduce them.”
Staff member
“Finding the right bin. More visible marking.”
Staff member

The answers contradicted each other on the number of bins, but agreed on one thing: clearer labels.

The nudge I proposed

The existing labels for clinical and general waste looked almost the same: black and white, with the word “NOTICE” at the top. Only one word told them apart, so there was nothing to catch someone's eye in a hurry.

I designed new labels for the trust's eight types of waste. I kept the colours staff already knew, used simple icons, and kept text to a minimum. I also proposed pairing clinical and general waste bins, so the right bin is always as close as the wrong one.

Two existing hospital bin labels in black and white, both headed NOTICE, one reading Clinical Waste Only and the other General Waste Only.
Before: the clinical and general waste labels, almost identical.
Eight colour-coded bin labels with simple icons: pharmaceutical sharps, blood sharps, pharmaceutical waste, anatomical, recycling and domestic waste, cytotoxic, tiger offensive waste at £160 a tonne, and known infectious waste at £380 a tonne.
After: my eight labels, one for each type of waste.
The cost on the label

Infectious waste costs £380 a tonne to dispose of, more than double the £160 for offensive waste. Showing it on the label makes the cost of a wrong choice visible.

Recycling made clear

Some staff didn't know domestic waste is recycled, so the label says it. Gloves are crossed out, because they were the most common thing in the wrong bin.

Cheap to try

The labels fit on top of the existing bins, so they cost very little to put in place.

Easy to measure

Whipps Cross would be the pilot, and the monthly bin audits already in place would show whether it worked.

Is nudging manipulative?

Some critics argue that nudging is patronising, and that it interferes with people's choices. But as Thaler and Sunstein point out, there is no such thing as neutral design. Every design choice influences people, so it is better to use that knowledge to help them.

A good nudge should be voluntary, easy to avoid, low cost and transparent, and it should always point towards what is best for the person being nudged. It's a nudge, not a shove.

What it left me with

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